Last updated on Aug 20, 2024
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Benefits of parallel testing
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Challenges of parallel testing
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Benefits of sequential testing
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Challenges of sequential testing
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Tips for successful testing
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Here’s what else to consider
Computer system validation (CSV) is a critical process to ensure that software and hardware meet their intended purpose and comply with regulatory requirements. Two important stages of CSV are performance qualification (PQ) and user acceptance testing (UAT). PQ verifies that the system performs consistently under normal and stress conditions, while UAT confirms that the system meets the user's needs and expectations. But how should you conduct PQ and UAT in parallel or sequentially? What are the common challenges and risks of each approach? In this article, we will explore some of the pros and cons of both methods and provide some tips to help you plan and execute your CSV project effectively.
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1 Benefits of parallel testing
One of the advantages of conducting PQ and UAT in parallel is that it can save time and resources. By testing the system's functionality and usability at the same time, you can avoid duplication of efforts and reduce the testing cycle. Parallel testing can also help you identify and resolve issues faster, as you can leverage the feedback from both testers and users. Additionally, parallel testing can increase the confidence and satisfaction of the stakeholders, as they can see the progress and results of the validation process.
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1.Resource: Running PQ and UAT simultaneously can strain resources, both activities may require same personnel, environments, or data sets, causing conflicts and scheduling issues.2.Coordination and Comms: Coordinating between teams becomes complex, increasing the chances of miscomm. Ensuring everyone is on the same page regarding test, issues, and dependencies is critical.3.Environment: Environment must be stable to support PQ and UAT without influencing the outcome of either. Fluctuations in performance during PQ could impact UAT results, vice versa.4. Issue Identification: When tests run in parallel, it may be difficult to identify whether the issue is from the system's performance or functionality or UI, complicating troubleshooting.
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While the benefits of parallel testing are clear, it's important to note that it requires a high level of coordination and communication between different teams. Additionally, the simultaneous identification of issues could lead to a bottleneck in resolving them. However, with a robust risk mitigation strategy and clear communication channels, these challenges can be effectively managed. Furthermore, leveraging tools like JIRA or HP-ALM can streamline the process and enhance the efficiency of parallel testing.
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Conducting Performance Qualification (PQ) and User Acceptance Testing (UAT) either in parallel or sequentially presents several challenges and risks:Resource Constraints: Limited time and personnel can hinder effective testing, leading to incomplete assessments and potential product issues.Communication Gaps: Misunderstandings between teams can result in conflicting priorities and unclear requirements, delaying the testing process.Ambiguous Requirements: Vague specifications can cause confusion during testing, complicating the validation process and increasing the risk of defects.Schedule Conflicts: Tight timelines may force compromises on thoroughness, risking the quality and reliability of the final product
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Reduced Overall Timeline: By running both PQ and UAT at the same time, the overall project timeline can be significantly shortened, leading to faster product delivery.Immediate Feedback: Issues identified in PQ and UAT can be addressed in real-time, allowing for quicker adjustments and refinements to the system.Efficient Resource Utilization: Resources can be utilized more effectively when different teams focus on their respective testing phases simultaneously, rather than waiting for one phase to complete.Reduced Downtime: If both tests identify issues, addressing them in parallel can minimize system downtime compared to waiting for one phase to complete before starting the next.
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2 Challenges of parallel testing
However, parallel testing also comes with some challenges and risks that you need to consider. One of the main challenges is to coordinate and communicate effectively between the PQ and UAT teams. You need to ensure that both teams have a clear understanding of the scope, objectives, criteria, and deliverables of their respective tests. You also need to establish a mechanism to share and track the test results, issues, and changes across the teams. Another challenge is to manage the expectations and involvement of the users. You need to ensure that the users are adequately trained, informed, and supported during the UAT, and that their feedback is properly documented and addressed.
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Parallel testing indeed presents challenges, particularly in coordinating between PQ and UAT teams. From my experience in computer system validation, it's crucial to establish a robust communication framework that allows for real-time tracking and sharing of test results, issues, and changes. Additionally, user involvement is a critical aspect that can make or break the success of UAT. Therefore, I emphasize on adequate user training and support, and a systematic approach to document and address their feedback.It is possible for a PQ test to limit performance or verify performance limits and negatively affect a UAT result.
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3 Benefits of sequential testing
Another option for conducting PQ and UAT is to do them sequentially, that is, to complete one test before starting the other. This approach can have some benefits, such as simplifying the testing process and reducing the complexity and uncertainty. Sequential testing can also help you ensure that the system meets the technical requirements and specifications before exposing it to the users. This can prevent potential errors, defects, and rework that could affect the user experience and satisfaction. Furthermore, sequential testing can allow you to focus on one test at a time and allocate the resources and attention accordingly.
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Sequential testing in computer system validation (CSV) indeed simplifies the process and reduces complexity. However, it's crucial to consider that this approach may extend the overall project timeline, as one phase cannot begin until the previous one is completed. Additionally, while sequential testing can prevent potential errors, it may also delay their detection until later stages, which could potentially increase the cost and effort of remediation. Maybe a balance between sequential and parallel testing might be the most efficient approach.Also, in sequential testing, the time element can be addressed using automation for both PQ and UAT. However, the automated tests won't be of value until after the first release of the system.
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4 Challenges of sequential testing
However, sequential testing also has some drawbacks and risks that you need to be aware of. One of the main drawbacks is that it can prolong the testing cycle and increase the costs. By doing one test after the other, you may miss the opportunity to optimize the testing activities and leverage the synergies between the PQ and UAT teams. Sequential testing can also delay the identification and resolution of issues, as you may discover problems that could have been detected earlier in the other test. Another drawback is that it can affect the engagement and feedback of the users. By doing the UAT after the PQ, you may limit the user's input and influence on the system design and functionality.
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From my experience in computer system validation (CSV), the sequential testing approach, while methodical, can indeed lead to longer testing cycles and increased costs. It's crucial to balance this approach with parallel testing where possible to optimize resources and time. Early engagement of UAT teams can provide valuable insights into system design and functionality, potentially identifying issues earlier in the testing process. This can also help maintain user engagement and feedback, which is critical for successful CSV.
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5 Tips for successful testing
Whether you choose to conduct PQ and UAT in parallel or sequentially, there are tips to help you achieve a successful CSV project. It is important to plan and document your testing strategy, scope, objectives, criteria, roles, responsibilities, and deliverables in advance. Additionally, align your testing activities with the project schedule, milestones, and dependencies. Communication and collaboration with all stakeholders should be encouraged; this includes the PQ and UAT teams, users, developers, vendors, and regulators. Following best practices and standards for testing is also essential; this includes using test scripts, cases, scenarios, data, and tools. Lastly, record and report test results, issues, changes and deviations in a traceable and transparent manner. Reviewing and evaluating the testing process and outcomes should be done as well; corrective and preventive actions should be implemented if needed.
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In my experience, the success of any CSV project, whether running PQ and UAT in parallel or sequentially, hinges largely on meticulous planning and clear communication. It's crucial to have a well-defined user requirement specification that outlines who is responsible for testing each requirement. This includes identifying performance-related requirements. This not only ensures accountability but also helps in managing risks and maintaining compliance with regulatory guidelines such as 21 CFR §11 and FDA/EMA regulations. Furthermore, it's essential to align testing activities with project schedules and milestones, and to keep all stakeholders informed and involved throughout the process.
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6 Here’s what else to consider
This is a space to share examples, stories, or insights that don’t fit into any of the previous sections. What else would you like to add?
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In my experience, conducting Performance Qualification (PQ) and User Acceptance Testing (UAT) in parallel can significantly expedite the validation process, but it requires meticulous planning and coordination. It's critical to ensure that any issues identified in PQ do not impact UAT, as this could lead to rework and delays. On the other hand, sequential testing allows for a more controlled approach, but it could extend the project timeline. Regardless of the approach, a thorough risk assessment should be conducted to determine the best strategy.In terms of System Performance, a firm must always know its high-risk requirements and test them adeptly in a PQ.
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