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Acts
Governs the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading of financial benchmarks and of clearing facilities.
Applies to: Dealing in Capital Markets Products , Product Financing , Licensed Fund Management Company , Corporate Finance Advisory , REIT Management , Registered Fund Management Company , Credit Rating Agency , Securities Crowdfunding , Venture Capital Fund Management Company , Exempt Capital Markets Services Entity , Exempt Futures Broker , Exempt OTC Derivatives Broker , Providing Custodial Services , Exempt Corporate Finance Adviser Serving Accredited Investors , Approved CIS Trustee , Markets and Exchanges , Clearing House , Trade Repository , Benchmark Administrator/Submitter , Registered Business Trust , Registered Insurance Broker , Holding Company of Exchange or Clearing House
View Document Securities and Futures Act 2001
Governs the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading of financial benchmarks and of clearing facilities.
Amendment Notes
- 08 Oct 2018
- Securities and Futures (Amendment) Act 2017 (Commencement) (No. 3) Notification 2018 takes effect.
- 01 Oct 2018
- Securities and Futures (Amendment) Act 2017 (Commencement) (No. 2) Notification 2018 takes effect.
Related to this Item
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Guidance
Last Revised Date: 29 August 2024
This Compliance Toolkit aims to guide and facilitate licensed fund management companies and venture capital fund managers’ compliance with the various MAS approval and reporting requirements and timelines.
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Consultations
Last Revised Date: 25 April 2024
This consultation paper seeks feedback on the proposed transitional arrangements for existing Registered Fund Management Companies (“RFMCs”) that intend to continue operating fund management businesses following the repeal of the regulatory regime for RFMCs.
- Consultation number:
- P015 - 2023
- Start date:
- 24 October 2023
- Closing date:
- 31 December 2023
- MAS response date:
- 28 March 2024
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Guidance
Last Revised Date: 07 December 2023
This Compliance Toolkit aims to provide guidance on: •Applications to be submitted for approval to MAS; and•Notifications and regulatory submissions to MAS.This Compliance Toolkit serves as a guide to capital market services licensees (other than fund managers and REIT managers), exempt financial institutions (e.g. banks and finance companies) and other exempt entities (e.g. exempt corporate finance advisers) on the various approval and reporting requirements and timelines under the SFA and its subsidiary instruments.
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Monographs/Information Papers
Published Date: 12 October 2023
This information paper sets out MAS’ supervisory expectations of effective liquidity risk management (LRM) frameworks and practices and includes key findings from our thematic liquidity inspections and review of prospectuses, which focused on collective investment schemes (CIS) offered to retail investors.
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Consultations
Published Date: 31 July 2023
This consultation paper sets out a proposed framework for Single Family Offices (“SFOs”) operating in Singapore, under which there will be qualifying criteria for class exemption from licensing under the Securities and Futures Act (“SFA”), as well as notification and annual reporting requirements.
- Consultation number:
- P009 - 2023
- Start date:
- 31 July 2023
- Closing date:
- 30 September 2023