Paperwork Reduction Act (PRA) and FCC Information Collections (2024)

To fulfill its responsibilities under the law, the FCC must often ask its applicants or licensees to fill out forms, maintain records, or disclose information to others. These are known as information collections. The Paperwork Reduction Act (44 U.S.C. Part 35) requires us to get approval for our information collections from the Office of Management and Budget (OMB). We obtain separate approvals from OMB for each of our information collections.

OMB Control Numbers and Expiration Dates

Approved information collections must display an OMB control number and an expiration date. An approval usually expires three years after OMB grants it, so the FCC must periodically ask for an extension of OMB approval until the collection is no longer needed.

Types of PRA Submissions to OMB

We call our PRA submissions to OMB “clearance requests.” Most of our PRA submissions to OMB are for extensions, but we also submit requests whenever we want to change an information collection or create a new one. Here is a brief explanation of the types of requests we submit to OMB.

  • Extensions – An extension of OMB approval for an information collection does not involve any change other than an extension of its expiration date. Most extensions must be granted by OMB, but in some cases the Commission can grant its own extensions based on delegated authority from OMB.
  • Revisions – A revision involves a change to an existing information collection. The change can involve those who respond to the collection or the specific information collected.
  • New collections – If the FCC wants to collect information or have people maintain or disclose information not related to any of our current information collections, a request for approval must be submitted to OMD.

Guides

If you can't find the information you need about an FCC information collection on this website, contact us at [email protected].

Paperwork Reduction Act (PRA) and FCC Information Collections (2024)

FAQs

What happens if you violate PRA? ›

What are the penalties for violating the PRA? Each violation of the Act is subject to an administrative fine of up to $5,000. And some advertising disclaimer violations can be fined up to three times the amount of the advertisem*nt.

What are exceptions to the Paperwork Reduction Act? ›

Some information collections are generally not subject to the PRA, including: certain federal investigations and civil actions, antitrust actions, and intelligence activities.

What is the PRA Reduction Act? ›

The Paperwork Reduction Act (PRA) of 1980 establishes a broad mandate for agencies to perform their information activities in an efficient, effective, and economical manner. Section 3504 authorizes the Director of the Office of Management and Budget (OMB) to develop and implement policies.

What happens if you violate the Paperwork Reduction Act? ›

When OMB becomes aware of a violation of the Paperwork Reduction Act it is brought to the CIO's attention. If the violation is not resolved in a timely manner, the issue is raised in OMB's management chain and can result in official Departmental reprimands and may have budget implications.

Is violation of the PRA a felony? ›

There are several provisions of federal criminal law imposing liability on officials who violate the PRA and the FRA. 18 U.S.C. § 641 makes it a felony to, among other things, dispose of any record that belongs to the United States.

Can PRA impose fines? ›

From an enforcement perspective, there have been two significant cases relating to firms' management of risk exposures. The PRA imposed its highest ever fine against a bank that it found to have inadequate controls in place to manage significant exposures to a large hedge fund that had failed.

What are the rules of the Paperwork Reduction Act? ›

The Paperwork Reduction Act (PRA) of 1995 requires that agencies obtain Office of Management and Budget (OMB) approval before requesting most types of information from the public. “Information collections” include forms, interviews, and record keeping, to name a few categories.

What is the burden statement of the Paperwork Reduction Act? ›

According to the Paperwork Reduction Act of 1995, an agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a valid OMB control number.

What is considered a person under the PRA? ›

Generally, this means people or groups outside of the federal government. Some groups that are considered members of the public include: Individual people (including federal contractors) Businesses and associations. State, territorial, tribal, and local governments.

What powers do the PRA have? ›

The Prudential Regulation Authority (PRA) is a part of the Bank of England and responsible for the prudential regulation and supervision of banks, building societies, credit unions, insurers and major investment firms. It sets standards and supervises financial institutions at the level of the individual firm.

What is a PRA in a lawsuit? ›

A private right of action (PRA) is a legal tool often found in federal and state laws that grants an individual or private party the authority to file a civil lawsuit against another party or a business for alleged harm.

What is PRA policy? ›

The Paperwork Reduction Act (PRA) is a law governing how federal agencies collect information from the public.

What is an information collection request? ›

What is an ICR? An Information Collection Request (ICR) is a set of documents that describes reporting, record keeping, survey, or other information collection requirements imposed on the public by a federal agency.

What is the request for information Paperwork Reduction Act? ›

The Paperwork Reduction Act of 1995, among other things, provides that a Federal agency generally shall not collect or sponsor a collection of information on identical items from 10 or more public respondents without: (1) seeking public comment on the proposed collection, (2) obtaining approval from the Office of ...

What is the information Collection Act? ›

To ensure that the Government's requests for information are not unduly burdensome on the public, the Paperwork Reduction Act (PRA) requires agencies to justify each information collection to the Office of Management and Budget's (OMB) Office of Information and Regulatory Affairs (OIRA).

What happens if you violate the privacy Act? ›

Penalties for Violating the Privacy Act: Criminal Penalties

If any officer or employee of a government agency knowingly and willfully discloses personally identifiable information will be found guilty of a misdemeanor and fined a maximum of $5,000.

What is the penalty for violating the Federal Records Act? ›

Any custodian of a public record who "willfully and unlawfully conceals, removes, mutilates, obliterates, falsifies, or destroys (any record) shall be fined not more than $2,000 or imprisoned not more than three years, or both; and shall forfeit his office and be disqualified from holding any office under the United ...

What is considered a person under PRA? ›

Members of the public

Generally, this means people or groups outside of the federal government. Some groups that are considered members of the public include: Individual people (including federal contractors) Businesses and associations. State, territorial, tribal, and local governments.

What is PRA in law? ›

The California Public Records Act (PRA) provides for a right of access to public records and other information.

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