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ICENYSE | NYSE CONNECTLOGIN
Listing Standards, Manuals, and Fees
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| NYSE American |
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| NYSE Arca | |
| NYSE Bonds |
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| NYSE American | |
| NYSE Arca |
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| NYSE Arca | NYSE Arca Listings Fees for Exchange Traded Products (ETPs) |
| NYSE Bonds |
Listing Forms and Applications
The following links provide the materials necessary to prepare an original listing application for the New York Stock Exchange. The first step in the application process is to contact NYSE to request a confidential review of eligibility. A company should not file an original application until NYSE has provided a notification letter of eligibility clearance and conditions of listing.
Please note that original signatures are required for all forms.
Please also note NYSE and NYSE American require different forms and application materials. Scroll down for the appropriate market.
NYSE Listing Materials
Application, Section 303A written affirmation, statement of understanding
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NYSE Section 303A Initial Corporate Governance Affirmation
Effective April 1, 2019
The Section 303A Corporate Governance Affirmations can be submitted electronically through Listing Manager, the NYSE’s fully integrated web application. Listing Manager is available for our NYSE, NYSE American, and NYSE Arca issuer community and replaces its predecessor, eGovDirect. Additional information about Listing Manager such as FAQs and training videos can be found here. If you have questions or concerns about Listing Manager, please contact us at [emailprotected] or +1 212 656 4651.
If unable to make the submission through Listing Manager, as an alternative, the Section 303A Corporate Governance Affirmations provided below may be submitted via email to the Initial Listing Analyst reviewing the Original Listing Application.
The below NYSE Section 303A Corporate Governance Affirmations forms are interactive. The forms must be saved to a local desktop drive before the work completed within the forms can be saved.
Domestic Company Form
Foreign Private Issuer Form
Closed End Fund Form
Special Entity Form
NYSE American Listing Materials
Application, written affirmation and statement of understanding
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NYSE American Initial/Annual Corporate Governance Affirmation
The Section 303A Corporate Governance Affirmations can be submitted electronically through Listing Manager, the NYSE’s fully integrated web application. Listing Manager is available for our NYSE, NYSE American, and NYSE Arca issuer community and replaces its predecessor, eGovDirect. Additional information about Listing Manager such as FAQs and training videos can be found here. If you have questions or concerns about Listing Manager, please contact us at [emailprotected] or +1 212 656 4651.
If unable to make the submission through Listing Manager, as an alternative, the NYSE American Corporate Governance Affirmation provided below may be submitted via email to the Initial Listing Analyst reviewing the Original Listing Application.
The below NYSE Section 303A Corporate Governance Affirmations forms are interactive. The forms must be saved to a local desktop drive before the work completed within the forms can be saved.
Please refer to the 2.5.15 Corporate Governance: Certification Requirements for more information.
Domestic Company
Foreign Private Issuer
Special Entity
Open- and Closed-End Investment Company
NYSE Non-U.S. Companies Listings Materials
Agreements and documents for Non-U.S. based companies
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NYSE Arca ETP Listing Materials
Listing Application, Listing Agreement and Supplemental Listing Application
For an issuer to list on NYSE Arca, it must receive NYSE Arca authorization and file a Listing Application and Listing Agreement and other required documents. For an existing NYSE Arca issuer to list additional securities, it must receive NYSE Arca authorization and file a Supplemental Listing Application ("SLAP"). The NYSE Arca listing application, listing agreement and SLAP can be submitted electronically through Listing Manager, the NYSE's fully integrated web application. Additional information about Listing Manager such as FAQs and training videos can be found here. If you have questions or concerns about Listing Manager, please contact us at [emailprotected] or + 1 212 656 4651.
If unable to make the submission through Listing Manager, as an alternative, listing documents may be submitted via email to [emailprotected]. Generic templates for the NYSE Arca Listing Application, Listing Agreement and SLAP can be found below.
Original Listing Application
Original Listing Agreement
Supplemental Listing Application
