Group Ltd. GNI stock holdings and net worth by SEC Form 4 filings Mar, 2024 (2024)

FAQs

Where can I see SEC Form 4 filings? ›

Forms 3, 4, and 5 are publicly available through the SEC's EDGAR database at www.sec.gov/ edgar/searchedgar/webusers. htm. In addition to the SEC's EDGAR database, there also are many third-party websites that offer insider ownership and transaction information.

Form 4 must be filed with the Securities and Exchange Commission whenever there is a material change in the holdings of company insiders. If a party fails to disclose required information on a Form 4, civil or criminal actions could result.

SEC Form 425 is a required prospectus that discloses information about business combinations such as mergers or acquisitions. The most common types of business combinations that would require Form 425 are conglomerate mergers, market extension mergers, product extension merger, horizontal merger, and vertical merger.

Form 4 Filings are triggered when someone considered an insider purchases or sells company stock. Once a Form 4 is filed, it is made publicly available to ensure transparency of insider transactions in company securities, including number of shares bought or sold and the price paid for them.

SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

The SEC's Edgar database allows free public access to all filings related to insider buying and selling of stock shares. A number of financial information websites offer easier-to-use databases of insider buying. Canadian transactions are available on a government website and on financial websites.

Most of the information on Form 4 is self-explanatory. The form includes spaces for the reporting person's name and address, the company name and ticker, the date of the transaction, and the relationship of the reporting person to the company. The most important part of Form 4 involves specific transaction information.

Form 4 is filed by a current qualified federal firearms licensee (FFL) registrant to transfer an NFA weapon to an individual or other entity (non-licensee).

How long does it take to file a Form 4? ›

Form 4 filings include information about the insider, their relationship to the company and its securities, the type of transaction that occurred, and the amount and type of securities involved. A failure to file Form 4 timely must be reported in proxy statements or 10-Ks and can lead to fines.

Per IRS rules, when investment income and expenses, stocks, stock rights, and bonds became worthless during the tax year, they're treated as sold on the last day of the tax year.

Purpose of Form. Use Form 8949 to report sales and exchanges of capital assets. Form 8949 allows you and the IRS to reconcile amounts that were reported to you and the IRS on Forms 1099-B or 1099-S (or substitute statements) with the amounts you report on your return.

Rule 425 discusses the prospectus for those involved with securities for business combinations (i.e., mergers and consolidations). Prospectuses must contain vital and relevant information that could impact investors' decisions. Form 425 is the prospectus that issuers must file with the SEC before trading securities.

Use the SEC's EDGAR

Use EDGAR to search by keyword, company name, individual's name and filing type. searches all filings since 2000.

Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online.

SEC filings (mid-1990s to present) are freely available from EDGAR (Electronic Data Gathering, Analysis and Retrieval). Most of our resources for company financials also provide SEC filings. These include: D&B Hoovers: From a company record, select Advanced > SEC Filings.

All Government-created content on sec.gov and EDGAR public filing content are free to access and reuse.